Tag Archives: FINRA

Brokers Grapple With False FINRA Expungement Information

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) February 14, 2019 – It is very important for the general public to obtain accurate information about the financial advisors who help them to manage their assets and wealth. Yet, the Financial Industry Regulatory Authority (FINRA) makes it difficult for reputable and honest brokers to … Continue reading Brokers Grapple With False FINRA Expungement Information

Brokers Grapple With False FINRA Expungement Information

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) February 14, 2019 – It is very important for the general public to obtain accurate information about the financial advisors who help them to manage their assets and wealth. Yet, the Financial Industry Regulatory Authority (FINRA) makes it difficult for reputable and honest brokers to … Continue reading Brokers Grapple With False FINRA Expungement Information