Atlanta, Georgia – My RIA Lawyer, a prominent law firm focused on compliance and legal consulting for financial entities, is stepping forward to offer strategic guidance in the wake of recent enforcement actions by the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). These regulatory fines, totaling $555 million, were … Continue reading SEC and CFTC Enforcement Actions Are a Wake-up Call for the Financial Industry, Says Atlanta RIA Lawyer →